Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lloyd Norio SuganoCUSO Financial Services, L.P.Allstate Financial Services, LLC04-02-2018
Jason Michael LauCUSO Financial Services, L.P.Bankoh Investment Services, Inc.$25005-14-2015
Gregg Itaru OmoriCUSO Financial Services, L.P.Edward Jones01-25-2016
Kimberly Ann KilmerCUSO Financial Services, L.P.Edward Jones01-03-2014
Lester John De PeraltaCUSO Financial Services, L.P.Edward Jones08-19-2010
Sylvia Yuk Kwai HoCUSO Financial Services, L.P.NYLIFE Securities LLC04-14-2010
Kimberly I. WeitzelCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$10002-19-2019
Regan Shigeo YamadaCUSO Financial Services, L.P.SagePoint Financial, Inc.$10005-18-2015
Kurtis Dean KimuraCUSO Financial Services, L.P.World Group Securities, Inc.09-09-2011

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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