Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Wright DavisCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$25010-04-2010
Bradley Keith HillCUSO Financial Services, L.P.Edward Jones$25005-03-2010
David Frank LoftusCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$50012-15-2015
Franklin Levern FlowerCUSO Financial Services, L.P.Securities America, Inc.10-16-2018
Gabriel Albert SchlickauCUSO Financial Services, L.P.State Farm VP Management Corp.02-01-2017
Grady James TrumbleCUSO Financial Services, L.P.Cambridge Investment Research, Inc.03-04-2015
James Howard HomanCUSO Financial Services, L.P.Transamerica Capital, Inc.06-02-2015
Ray Allen PickettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-11-2018
Stuart Evan SmithCUSO Financial Services, L.P.Edward Jones05-09-2016

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.