Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Vito ManiaciCUSO Financial Services, L.P.Sigma Financial Corporation10-16-2013
Benton John MillerCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-01-2015
Craig A. ShipmanCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC04-18-2011
David Lape BallantyneCUSO Financial Services, L.P.Key Investment Services LLC10-22-2013
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Jeffrey James ClementsCUSO Financial Services, L.P.Fusion Capital Management07-11-2016
John D. ShubertCUSO Financial Services, L.P.Waddell & Reed11-12-2018
Kara Michele HarmsenCUSO Financial Services, L.P.LPL Financial LLC06-05-2017
Louis Gordon PetruccoCUSO Financial Services, L.P.Citizens Securities, Inc.04-10-2018
Michael Dean SmeengeCUSO Financial Services, L.P.Infinex Investments, Inc.$1004-18-2011
Patrick Charles MaherCUSO Financial Services, L.P.J.P. Morgan Securities LLC07-08-2013
Robert T. Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, LLC10-22-2018
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.