Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adelbert Francis DuffyCUSO Financial Services, L.P.UBS Financial Services Inc.03-23-2009
Ryan Bruce LavielleCUSO Financial Services, L.P.PNC Investments03-14-2011
Jason Alan HillardCUSO Financial Services, L.P.Edward Jones$10004-21-2011
Jeffrey Scott DierksheideCUSO Financial Services, L.P.Edward Jones01-17-2012
John M. SagravesCUSO Financial Services, L.P.Fifth Third Securities, Inc.06-04-2012
Jonathan Reuben BradfieldCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$10001-07-2014
Dennis Michael PattonCUSO Financial Services, L.P.Fifth Third Securities, Inc.04-01-2014
Jeffrey Scott DierksheideCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.05-19-2014
Drew Michael SmartCUSO Financial Services, L.P.J.P. Morgan Securities LLC$10006-20-2014
Luke A. NeffCUSO Financial Services, L.P.PNC Investments06-01-2015
Constance Deann HallCUSO Financial Services, L.P.UBS Financial Services Inc.$10011-13-2015
Matthew B. WilliamsCUSO Financial Services, L.P.Pruco Securities, LLC.11-16-2015
Michael Kent Thompson IICUSO Financial Services, L.P.Key Investment Services LLC$15002-23-2016
Joshua Mitchell MayseCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-27-2016
David Eugene MillerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.12-12-2016
Ryan Bruce LavielleCUSO Financial Services, L.P.WesBanco Securities, Inc.01-09-2017
Nathaniel Bradley StevensCUSO Financial Services, L.P.PNC Investments$20003-06-2017
Kimberly S WeithmanCUSO Financial Services, L.P.PNC Investments05-01-2017
Brent L. RossCUSO Financial Services, L.P.Fifth Third Securities, Inc.$10006-27-2017
Bradley D. RobertsCUSO Financial Services, L.P.Fifth Third Securities, Inc.10-30-2017
Gary Allen WallbergCUSO Financial Services, L.P.J.P. Morgan Securities LLC$25011-06-2017
Ryan David WestCUSO Financial Services, L.P.First Command Financial Planning, Inc.01-08-2018
David D. HahnCUSO Financial Services, L.P.Cetera Advisors LLC06-11-2018
Romney Kay GarnerCUSO Financial Services, L.P.Thrivent Investment Management Inc.$10010-08-2018
Amanda S. Van SchaikCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$10004-29-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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