Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clinton Robert SmedleyCUSO Financial Services, L.P.Commonwealth Financial Network04-03-2009
Alex Antonio BacayCUSO Financial Services, L.P.MetLife Securities Inc.12-01-2009
John Trezza JrCUSO Financial Services, L.P.Infinex Investments, Inc.$15005-19-2010
Bradley D SchwabCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.02-15-2012
Zachary Grant HogentoglerCUSO Financial Services, L.P.Edward Jones08-20-2012
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Matthew David BirnbaumCUSO Financial Services, L.P.LPL Financial LLC$15004-08-2013
Francis Joseph CapriottiCUSO Financial Services, L.P.Vanguard Marketing Corporation12-12-2014
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.$15001-07-2015
Shawn Michael CressmanCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC05-02-2016
Stacey Paulette SullivanCUSO Financial Services, L.P.Principal Securities, Inc.01-17-2017
Steven Henry HopkinsCUSO Financial Services, L.P.PNC Investments$2504-24-2017
Benn Jacob SmithCUSO Financial Services, L.P.PFG Advisors01-08-2018
Joseph Robert HerronCUSO Financial Services, L.P.Lincoln Investment02-01-2018
Steven T HefeleCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.05-07-2018
Matthew Boyd WarntzCUSO Financial Services, L.P.Nationwide Securities, LLC$2506-04-2018
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Andrew Patrick CampbellCUSO Financial Services, L.P.Private Advisor Group, LLC05-08-2019
David Martin GarresCUSO Financial Services, L.P.PNC Investments$25005-29-2019
Roland Ernest Stewart JrCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.11-12-2019
Jennifer Rose MackCUSO Financial Services, L.P.LPL Financial LLC01-02-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.