Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Patrick SheetsCUSO Financial Services, L.P.SWBC Investment Services, LLC$15010-18-2011
Nahid Karim KarimjeeCUSO Financial Services, L.P.SWBC Investment Services, LLC11-21-2011
Douglas Gene Mayo CUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.08-27-2012
Rodney D NelsonCUSO Financial Services, L.P.National Planning Corporation$5011-16-2015
Srinath Michael DesilvaCUSO Financial Services, L.P.Cetera Investment Services LLC$2508-18-2016
Jennifer Lynne HopeCUSO Financial Services, L.P.Commonwealth Financial Network09-01-2016
Victor Kent JohnsonCUSO Financial Services, L.P.First Heartland Capital, Inc.08-21-2017
Alfredo K VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Lori Ann SturgisCUSO Financial Services, L.P.Charles Schwab & Co., Inc.05-07-2018
Venkatesh Kurvari MrCUSO Financial Services, L.P.Pruco Securities, LLC.05-25-2018
Uriel BatistaCUSO Financial Services, L.P.Capital One Investing, LLC05-30-2018
Thomas Cooksey Owings IIICUSO Financial Services, L.P.TD Ameritrade, Inc.07-02-2018
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors$2510-01-2018
Albert Barry BurnsCUSO Financial Services, L.P.BB&T Securities, LLC04-01-2019
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Justin A AndersonCUSO Financial Services, L.P.Purshe Kaplan Sterling Investments01-29-2020
Joseph Houston CaterCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$2503-09-2020

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.