Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Alicia Kay KnapeCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$10001-23-2012
Andrew Earl MillsCUSO Financial Services, L.P.Ing Direct Investing, Inc.02-06-2017
Brian Michael TurpenCUSO Financial Services, L.P.Edward Jones01-01-2011
Cassandra Kay CarmonCUSO Financial Services, L.P.SWBC Investment Services, LLC05-22-2019
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors$25010-01-2018
Douglas G. MayoCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.08-27-2012
Eliseo Antonio RamirezCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-01-2019
Eric Laurin JohnsonCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2014
Eric Robert LindnerCUSO Financial Services, L.P.SWBC Investment Services, LLC06-01-2015
Ernesto Aguilar Jr.CUSO Financial Services, L.P.SWBC Investment Services, LLC04-24-2017
Ginyier Moneet FieldsCUSO Financial Services, L.P.Cetera Investment Services LLC$10008-22-2016
James David Armer Jr.CUSO Financial Services, L.P.BancWest Investment Services, Inc.04-04-2016
Jamie Shirland ChandlerCUSO Financial Services, L.P.Edward Jones04-09-2012
Jeffrey Stephen HerbertCUSO Financial Services, L.P.J.P. Morgan Securities LLC05-08-2014
Jennifer Lynne HopeCUSO Financial Services, L.P.Commonwealth Financial Network$10009-01-2016
Jon Michael VirostekCUSO Financial Services, L.P.The Baker Group, LP11-01-2018
Jonathan Patrick SheetsCUSO Financial Services, L.P.SWBC Investment Services, LLC$10010-18-2011
Karen Yvonne GonzalesCUSO Financial Services, L.P.MML Investors Services, LLC03-16-2015
Kenny Nhu TruongCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-25-2016
Matthew Lee BaconCUSO Financial Services, L.P.MetLife Securities Inc.07-11-2016
Michael Anthony ThomasonCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-16-2014
Nahid Karim KarimjeeCUSO Financial Services, L.P.SWBC Investment Services, LLC$10011-21-2011
Rafael BalderrabanoCUSO Financial Services, L.P.BBVA Securities Inc.$25008-19-2014
Robert James WallaceCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.