Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Cassandra Kay CarmonCUSO Financial Services, L.P.SWBC Investment Services, LLC05-22-2019
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Brokerage Services LLC$2510-01-2018
Douglas G. MayoCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.08-27-2012
Eliseo Antonio RamirezCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-01-2019
Jon Michael VirostekCUSO Financial Services, L.P.The Baker Group, LP11-01-2018
Jonathan Patrick SheetsCUSO Financial Services, L.P.SWBC Investment Services, LLC10-18-2011
Nahid Karim KarimjeeCUSO Financial Services, L.P.SWBC Investment Services, LLC11-21-2011
Rafael BalderrabanoCUSO Financial Services, L.P.BBVA Securities Inc.$2508-19-2014
Rodney D. NelsonCUSO Financial Services, L.P.National Planning Corporation11-16-2015
Srinath Michael DesilvaCUSO Financial Services, L.P.Cetera Investment Services LLC08-18-2016
Uriel BatistaCUSO Financial Services, L.P.Capital One Investing, LLC05-30-2018
Victor Kent JohnsonCUSO Financial Services, L.P.First Heartland Capital, Inc.08-21-2017
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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