Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Fraser McKnightCUSO Financial Services, L.P.Navy Federal Asset Management, LLC04-20-2009
Benjamin Preston Ivey JrCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2009
Albert D HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Frederick Harry Dean JrCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15001-23-2013
Christopher James GabrysCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.01-23-2013
Peter Michael CosentinoCUSO Financial Services, L.P.Morgan Stanley$15007-15-2013
Jon Edward DavisCUSO Financial Services, L.P.ProEquities, Inc.$15001-19-2016
Robert Raymond Gascon JrCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC05-09-2016
Heiner P KesslerCUSO Financial Services, L.P.PNC Investments06-26-2017
George Forman Taylor IiiCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-30-2018
Edward Pree HaysCUSO Financial Services, L.P.USAA Investment Services Company$15010-26-2018
Frank Richard NickeyCUSO Financial Services, L.P.Wells Fargo Advisors Financial Network, LLC$2508-14-2019
Gary Marshall FriedmanCUSO Financial Services, L.P.Oppenheimer & Co. Inc.09-30-2019
Thomas C BlockCUSO Financial Services, L.P.Northwestern Mutual Investment Services, LLC09-15-2020

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.