Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-29-2011
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-16-2009
Edward Pree HaysCUSO Financial Services, L.P.USAA Investment Management Company$25010-26-2018
Gary Marshall FriedmanCUSO Financial Services, L.P.Oppenheimer & Co. Inc.$50009-30-2019
George Forman Taylor IIICUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-30-2018
Heather L BrightCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2015
John Francis FitchettCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2017
Jon Edward DavisCUSO Financial Services, L.P.ProEquities, Inc.$10001-19-2016
Karen L PaleyCUSO Financial Services, L.P.Signator Investors, Inc.$15001-24-2017
Lamont Adrian BrownCUSO Financial Services, L.P.Infinex Investments, Inc.07-05-2016
Mark Fraser McKnightCUSO Financial Services, L.P.Navy Federal Asset Management, LLC04-20-2009
Matthew Edward GaffeyCUSO Financial Services, L.P.Strategic Advisers LLC$50010-05-2015
Michele Kathleen MorrisCUSO Financial Services, L.P.Western International Securities, Inc.$50008-27-2013
Milos IvanisCUSO Financial Services, L.P.Park Avenue Securities LLC09-17-2013
Peter Michael CosentinoCUSO Financial Services, L.P.Morgan Stanley$15007-15-2013
Richard Todd HoldenCUSO Financial Services, L.P.Securities America, Inc.05-02-2016
Robert James SchupCUSO Financial Services, L.P.SagePoint Financial, Inc.05-07-2015
Robert Raymond Gascon Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-09-2016

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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