Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas James JordanCUSO Financial Services, L.P.MML Investors Services, LLC06-17-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Troy Wyatt TaylorCUSO Financial Services, L.P.Pruco Securities, LLC.04-15-2019
Jeremy Andrew HawkinsCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$15002-19-2019
Brian Earl TeegardinCUSO Financial Services, L.P.Raymond James Financial Services, Inc.$1001-22-2019
Brandon Gerald RosenbaumCUSO Financial Services, L.P.Key Investment Services LLC$5001-02-2019
Chase Alan NaccaratoCUSO Financial Services, L.P.Vanguard Marketing Corporation11-27-2018
Russell Glenn GochneaurCUSO Financial Services, L.P.AXA Advisors, LLC$5009-28-2018
Callahan Wade WoolettCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1007-30-2018
Andrew Michael LawrenceCUSO Financial Services, L.P.Raymond James Financial Services, Inc.10-31-2017
William E. LuskCUSO Financial Services, L.P.UBS Financial Services Inc.10-24-2017
Laura Claire ZahnCUSO Financial Services, L.P.Securities America, Inc.10-02-2017
Ryan James GreenwoodCUSO Financial Services, L.P.PFS Investments Inc.05-17-2017
Eric Matthew MazemkeCUSO Financial Services, L.P.J.P. Morgan Securities LLC$5004-03-2017
Richard Evan ThomasCUSO Financial Services, L.P.Kestra Investment Services, LLC03-27-2017
Jonna Leigh DamianoCUSO Financial Services, L.P.LPL Financial LLC$2501-03-2017
Alexander William BrunCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-12-2016
Laura TuroCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
Deann L. JohnsonCUSO Financial Services, L.P.ICMA-RC Services, LLC06-27-2016
Michael ChuCUSO Financial Services, L.P.Ameriprise Financial Services, LLC06-13-2016
Jean Axford MorrisCUSO Financial Services, L.P.Cetera Advisor Networks LLC$1003-16-2016
Christina Ranae SchwindCUSO Financial Services, L.P.Cetera Advisor Networks LLC03-16-2016
Mitch Wayne HamiltonCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2016
Michael A. DohertyCUSO Financial Services, L.P.TIAA-CREF Individual & Institutional Services, LLC$5001-11-2016
Steven Walter JuulCUSO Financial Services, L.P.Edward Jones01-11-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.