Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter A FranzCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2009
Louis Anthony GuzzettaCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$10002-02-2009
David Frederick BrownCadaret, Grant & Co., Inc.SagePoint Financial, Inc.$25002-02-2009
Wendell David MarshallCadaret, Grant & Co., Inc.SagePoint Financial, Inc.02-13-2009
Richard Scott BakewellCadaret, Grant & Co., Inc.SagePoint Financial, Inc.$50003-09-2009
Mark Andrew CooleyCadaret, Grant & Co., Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25003-11-2009
Gary Daniel LucasCadaret, Grant & Co., Inc.GWN Securities Inc.$50005-08-2009
Robert Scott LevineCadaret, Grant & Co., Inc.Brighton Securities Corp.$50005-20-2009
Jonathan David WeirCadaret, Grant & Co., Inc.Lincoln Financial Advisors Corporation06-16-2009
Joseph Peter Starinsky Jr.Cadaret, Grant & Co., Inc.Citigroup Global Markets Inc.07-08-2009
Chad Aaron WilkinsonCadaret, Grant & Co., Inc.Voya Financial Partners, LLC07-27-2009
John Robert Ressler Jr.Cadaret, Grant & Co., Inc.Mutual Service Corporation$10008-18-2009
Dana M CalcagnoCadaret, Grant & Co., Inc.Northwestern Mutual Investment Services, LLC08-31-2009
Joseph J SindoniCadaret, Grant & Co., Inc.Key Investment Services LLC09-09-2009
Stephen Arthur JenkinsCadaret, Grant & Co., Inc.Sterling Manor Financial, LLC$10011-02-2009
Stephen Matthew KyneCadaret, Grant & Co., Inc.Equity Services, Inc.$25011-02-2009
Adam Fletcher DoigCadaret, Grant & Co., Inc.Equity Services, Inc.$50011-02-2009
Louis Francis Kolano Jr.Cadaret, Grant & Co., Inc.Cetera Investment Services LLC11-20-2009
Jeffrey Lynn OlsonCadaret, Grant & Co., Inc.Morgan Stanley$25002-10-2010
James William FlanaganCadaret, Grant & Co., Inc.UBS Financial Services Inc.$25002-16-2010
John Edward StanojevCadaret, Grant & Co., Inc.Cincinnati Analysts, Inc.$50003-02-2010
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.$10003-24-2010
Frank Joseph FattizziCadaret, Grant & Co., Inc.GunnAllen Financial, Inc$25003-30-2010
Louis Anthony AddessoCadaret, Grant & Co., Inc.GunnAllen Financial, Inc$50003-30-2010
Edward LoturcoCadaret, Grant & Co., Inc.GunnAllen Financial, Inc$50003-31-2010
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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