Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Adam Fletcher DoigCadaret, Grant & Co., Inc.Equity Services, Inc.11-02-2009
Adrienne J Rothstein-GraceCadaret, Grant & Co., Inc.MML Investors Services, LLC01-10-2014
Akhil KumarCadaret, Grant & Co., Inc.Cambridge Investment Research, Inc.03-27-2020
Alec John WitkowskiCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-23-2019
Alexander ZingerCadaret, Grant & Co., Inc.American Portfolios Financial Services, Inc.06-17-2020
Angela Claire ReaCadaret, Grant & Co., Inc.LPL Financial LLC05-12-2016
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Benjamin Timothy HussongCadaret, Grant & Co., Inc.Park Avenue Securities LLC01-02-2020
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC$5006-24-2011
Bryan James ParmleyCadaret, Grant & Co., Inc.Principal Securities, Inc.05-02-2011
Carl Michael Baggetta JrCadaret, Grant & Co., Inc.Bolton Global Capital$3701-04-2016
Cathy L CristmanCadaret, Grant & Co., Inc.M. Griffith Investment Services Inc.$1,00011-30-2017
Charles Joseph PolkaCadaret, Grant & Co., Inc.MML Investors Services, LLC01-31-2018
Christopher D UrbanCadaret, Grant & Co., Inc.Equitable Advisors, LLC01-10-2020
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.03-24-2010
David Frederick BrownCadaret, Grant & Co., Inc.SagePoint Financial, Inc.$5002-02-2009
David N IvancicCadaret, Grant & Co., Inc.MetLife Securities Inc.10-05-2015
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Dean George LeounisCadaret, Grant & Co., Inc.Advanced Group Financial Services, LLC$2508-09-2017
Debra Ann BrownCadaret, Grant & Co., Inc.Foresters Financial Services, Inc.$25008-13-2014
Douglas Skilton PetersenCadaret, Grant & Co., Inc.GWN Securities Inc.$2509-01-2017
Eugene Paul OConnor JrCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-29-2012
Frank Llyod DavidsonCadaret, Grant & Co., Inc.Pruco Securities, LLC.$4508-02-2018
Gary Daniel LucasCadaret, Grant & Co., Inc.GWN Securities Inc.$5005-08-2009
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.