Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew VerdileCadaret, Grant & Co., Inc.Pruco Securities, LLC.11-05-2018
Adam Fletcher DoigCadaret, Grant & Co., Inc.Equity Services, Inc.$50011-02-2009
Adrienne J. Rothstein-GraceCadaret, Grant & Co., Inc.MML Investors Services, LLC01-10-2014
Alec WitkowskiCadaret, Grant & Co., Inc.Peak Brokerage Services, LLC08-23-2019
Angela Claire ReaCadaret, Grant & Co., Inc.LPL Financial LLC05-12-2016
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Anthony W DayCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Benjamin Timothy HussongCadaret, Grant & Co., Inc.Park Avenue Securities LLC01-02-2020
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC$50006-24-2011
Brian David EastCadaret, Grant & Co., Inc.Infinex Investments, Inc.06-15-2012
Bryan James ParmleyCadaret, Grant & Co., Inc.Principal Securities, Inc.$10005-02-2011
Carl Michael Baggetta Jr.Cadaret, Grant & Co., Inc.Bolton Global Capital$25001-04-2016
Cathy L. HysackCadaret, Grant & Co., Inc.M. Griffith Investment Services Inc.$10011-30-2017
Chad Aaron WilkinsonCadaret, Grant & Co., Inc.Voya Financial Partners, LLC07-27-2009
Charles Joseph PolkaCadaret, Grant & Co., Inc.MML Investors Services, LLC01-31-2018
Charlotte Ann ChaseCadaret, Grant & Co., Inc.Provident Private Capital Partners, Inc.$10001-06-2015
Christopher NaugleCadaret, Grant & Co., Inc.NYLIFE Securities LLC10-30-2015
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.$10003-24-2010
Dana M CalcagnoCadaret, Grant & Co., Inc.Northwestern Mutual Investment Services, LLC08-31-2009
Daniel Christian KelleyCadaret, Grant & Co., Inc.LPL Financial LLC04-06-2017
Daniel Joseph AspenleiterCadaret, Grant & Co., Inc.LPL Financial LLC04-20-2018
David Frederick BrownCadaret, Grant & Co., Inc.SagePoint Financial, Inc.$25002-02-2009
David J FrankoCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2011
David N. IvancicCadaret, Grant & Co., Inc.MetLife Securities Inc.10-05-2015
David Phillip HarrisCadaret, Grant & Co., Inc.Lincoln Financial Securities Corporation06-29-2010
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Showing 1 to 25 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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