Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Alan KochCadaret, Grant & Co., Inc.M&T Securities, Inc.06-10-2019
Jeffrey Gordon WrightsonCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
James Grant VarzalCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$2505-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Bertram James Riley Jr.Cadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$10005-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Antonio DipalmaCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-21-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC05-08-2019
Ryan Christopher VanweezelCadaret, Grant & Co., Inc.Nuveen Securities, LLC$2505-07-2019
Brian Patrick ClarkCadaret, Grant & Co., Inc.Petersen Investments, Inc.04-23-2019
Janice Powers WilliamsCadaret, Grant & Co., Inc.Paradigm Consulting, Inc.$5004-22-2019
Robert David DiUbaldiCadaret, Grant & Co., Inc.International Assets Advisory, LLC04-10-2019
Ronald Brian SnyderCadaret, Grant & Co., Inc.Securities America, Inc.$5004-10-2019
Peter Louis Corvisiero Jr.Cadaret, Grant & Co., Inc.Stifel, Nicolaus & Company, Incorporated03-27-2019

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.