Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael PearsonCalton & Associates, Inc.Independent Financial Group, LLC$2507-08-2019
Edward Roy ClarkCalton & Associates, Inc.Capital Financial Services, Inc.07-02-2019
Jerome Emmett Pinckney Jr.Calton & Associates, Inc.Providence Investment Advisors, LLC07-01-2019
Jerome Emmett Pinckney IIICalton & Associates, Inc.PROVIDENCE INVESTMENT ADVISORS, LLC07-01-2019
Allen Thomas BrogaardCalton & Associates, Inc.Capital Financial Services, Inc.$5006-28-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
Terrance Jay OstranderCalton & Associates, Inc.Capital Financial Services, Inc.$1306-27-2019
James H. ArndtCalton & Associates, Inc.Essex Securities LLC06-10-2019
John Patrick VilkerCalton & Associates, Inc.Capital Financial Services, Inc.05-31-2019
Tony Anthony HodgeCalton & Associates, Inc.Ifs Securities$1005-29-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed05-29-2019
Teresa Marie OclairCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.05-17-2019
Jay JohnCalton & Associates, Inc.Capital Financial Services, Inc.05-13-2019
Chad Thomas SchwoererCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.05-03-2019
Klaus Dieter MiodovCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.05-01-2019
Daniel Elden HirthCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.04-24-2019
Philip Timothy WielochCalton & Associates, Inc.CAPITAL FINANCIAL SERVICES, INC.04-22-2019
Kyle Alan HowellCalton & Associates, Inc.Royal Alliance Associates, Inc.$15004-22-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.