Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Steven Patrick D'AlessandroCambridge Investment Research, Inc.Nationwide Securities, LLC05-07-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$104-22-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
John James Cummings Jr.Cambridge Investment Research, Inc.Horace Mann Investors, Inc.04-08-2019
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$104-02-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$1004-01-2019
Olin Blayne RagsdaleCambridge Investment Research, Inc.Signal Securities, Inc.04-01-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Robert James ManganoCambridge Investment Research, Inc.GWFS Equities, Inc.03-04-2019
Jeffrey Lynn OlsonCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$2503-01-2019
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$2503-01-2019
Howard Jeffrey FriedmanCambridge Investment Research, Inc.Pruco Securities, LLC.02-28-2019
Robert Merrill SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley$102-22-2019
Todd Aaron SterlingCambridge Investment Research, Inc.Waddell & Reed$102-22-2019
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
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Showing 1 to 25 of 2,015 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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