Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$5010-01-2018
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Jeffrey Paul MoleverCambridge Investment Research, Inc.1st Global Capital Corp.10-23-2015
Lorraine Allison CraigCambridge Investment Research, Inc.1st Global Capital Corp.$5010-23-2015
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.12-06-2013
Mark Wendell VandeneindeCambridge Investment Research, Inc.1st Global Capital Corp.07-29-2013
Carol J ChildCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Daniel Wayne CharronCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
John William PoseyCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Marlin Kent JohnsonCambridge Investment Research, Inc.1st Global Capital Corp.$20006-17-2013
Max Ralph KatholCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Philip Dean NevilleCambridge Investment Research, Inc.1st Global Capital Corp.$1006-17-2013
Tammy Michelle HublCambridge Investment Research, Inc.1st Global Capital Corp.$106-17-2013
Geraldine Lorraine Cherrey DiamondCambridge Investment Research, Inc.1st Global Capital Corp.03-18-2013
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Roger Earl BennettCambridge Investment Research, Inc.1st Global Capital Corp.$105-18-2009
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.$102-18-2011
Richard Alfred WaldrepCambridge Investment Research, Inc.Advantage Investment Management, LLC01-02-2018
William Stephen JonesCambridge Investment Research, Inc.Advantage Investment Management, LLC$5001-02-2018
William Stephen Jones Jr.Cambridge Investment Research, Inc.Advantage Investment Management, LLC01-02-2018
Next Page »

Showing 1 to 25 of 2,019 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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