Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$5010-01-2018
Philip Dean NevilleCambridge Investment Research, Inc.1ST Global Advisors Inc06-17-2013
Thomas Patrick GroganCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
David Allen NelsonCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Thomas Meade Kampfmueller JrCambridge Investment Research, Inc.1st Global Capital Corp.$15011-16-2017
Wiley Cecil Keel JrCambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Jeffrey Scott AndersonCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Marlin Kent JohnsonCambridge Investment Research, Inc.1st Global Capital Corp.$20006-17-2013
Max Ralph KatholCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Daniel Wayne CharronCambridge Investment Research, Inc.1st Global Capital Corp.$5006-17-2013
Tammy Michelle HublCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
Carol Jan ChildCambridge Investment Research, Inc.1st Global Capital Corp.06-17-2013
Toni Thore Lee-AndrewsCambridge Investment Research, Inc.1st Global Capital Corp.07-01-2010
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Kathleen Elizabeth ODonnell LutherCambridge Investment Research, Inc.Adirondack Trading Group LLC$2512-04-2015
Joseph Charles HenriquesCambridge Investment Research, Inc.ADP Broker-Dealer, Inc.02-18-2011
William Stephen JonesCambridge Investment Research, Inc.Advantage Investment Management, LLC$5001-02-2018
William Stephen Jones JrCambridge Investment Research, Inc.Advantage Investment Management, LLC01-02-2018
Jeffrey Howard BurgCambridge Investment Research, Inc.AIG Capital Services, Inc.11-01-2017
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Travis James StoryCambridge Investment Research, Inc.Allied Beacon Partners, Inc.01-03-2012
Allen Mark BrittellCambridge Investment Research, Inc.Allstate Financial Services, LLC07-07-2020
Next Page »

Showing 1 to 25 of 2,256 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.