Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlotte Ann ChaseCambridge Investment Research, Inc.Provident Private Capital Partners, Inc.01-01-2009
Michael Martin MurrayCambridge Investment Research, Inc.UBS Financial Services Inc.01-01-2009
Bruce Putnam MullenCambridge Investment Research, Inc.Sanders Morris Harris LLC01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15001-02-2009
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
James Frank MoharCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.01-02-2009
Kent Eugene AnthonyCambridge Investment Research, Inc.Principal Securities, Inc.01-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$101-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.$5001-02-2009
Tennyson Calvin ShifleyCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$101-02-2009
Jack Armand HindsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$101-28-2009
Mark D RoopCambridge Investment Research, Inc.MetLife Securities Inc.02-01-2009
Andrew H NollmanCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$5002-06-2009
William John HahnCambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-13-2009
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Richard Lee WatsonCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
William Jeffrey MicheroCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1002-17-2009
Theodore FriedrichCambridge Investment Research, Inc.UBS Financial Services Inc.02-20-2009
Jonathon Glen MonsourCambridge Investment Research, Inc.PFS Investments Inc.02-23-2009
Robert Charles Champagne Sr.Cambridge Investment Research, Inc.New England Securities03-02-2009
Teresa Marie Shumila-WilderCambridge Investment Research, Inc.New England Securities03-02-2009
Nenad TufekcicCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$103-09-2009
Danny Howard ClarkCambridge Investment Research, Inc.Citigroup Global Markets Inc.$5003-13-2009
Next Page »

Showing 1 to 25 of 2,032 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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