Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tennyson Calvin ShifleyCambridge Investment Research, Inc.Cincinnati Analysts, Inc.$1001-02-2009
Michael Arthur Thomas Jr.Cambridge Investment Research, Inc.Cetera Advisor Networks LLC$1001-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Kent Eugene AnthonyCambridge Investment Research, Inc.Principal Securities, Inc.01-02-2009
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Andrew H. NollmanCambridge Investment Research, Inc.Edward Jones02-06-2009
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Sandra Rose SchlaeferCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Teresa Marie Shumila-WilderCambridge Investment Research, Inc.New England Securities03-02-2009
Robert Charles Champagne Sr.Cambridge Investment Research, Inc.New England Securities03-02-2009
Danny Howard ClarkCambridge Investment Research, Inc.Citigroup Global Markets Inc.03-13-2009
Richard Allen SchaeferCambridge Investment Research, Inc.Lincoln Financial Securities Corporation$2503-16-2009
David Robert NicholsonCambridge Investment Research, Inc.Tower Square Securities, Inc.$10004-16-2009
Kenneth Jacob LydeckerCambridge Investment Research, Inc.Tower Square Securities, Inc.$5004-16-2009
Brian R. ThomasCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Lannis Harold GreeneCambridge Investment Research, Inc.MML Investors Services, LLC04-20-2009
Martin Lee EvansCambridge Investment Research, Inc.UBS Financial Services Inc.04-23-2009
Conrad Lowell Slate Sr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Richard Charles DisharoonCambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
William Henry Parrish Jr.Cambridge Investment Research, Inc.MML Investors Services, LLC04-24-2009
Alex John SheppardCambridge Investment Research, Inc.The H Group, Inc.04-29-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$10005-11-2009
Paul Louis ThielsCambridge Investment Research, Inc.Cetera Financial Specialists LLC05-27-2009
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Showing 1 to 25 of 1,656 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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