Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale OskeyCambridge Investment Research, Inc.LPL Financial LLC02-01-2017
Aaron Leigh WittenCambridge Investment Research, Inc.Legend Equities Corporation01-04-2016
Aaron Walter NiecCambridge Investment Research, Inc.Payant Wealth Management Group08-05-2009
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5003-02-2018
Adam Bingham UdyCambridge Investment Research, Inc.Tricor Financial, LLC$2512-07-2015
Adam C. LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Adam D. ParksCambridge Investment Research, Inc.First Command Financial Planning, Inc.$2509-18-2015
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.05-22-2017
Adam Ray BosiljevacCambridge Investment Research, Inc.Nationwide Securities, LLC02-07-2019
Adam Willis FreelandCambridge Investment Research, Inc.Harford Financial Group$2510-15-2010
Alan Christy DoyleCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner$5004-01-2013
Alan Joseph DoleCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Albert Dennis MuiaCambridge Investment Research, Inc.Trustmont Financial Group, Inc.05-12-2015
Alex John SheppardCambridge Investment Research, Inc.The H Group, Inc.04-29-2009
Alexander Joseph PaolettoCambridge Investment Research, Inc.Sanders Morris Harris LLC11-22-2011
Alexander KlinkhammerCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-24-2017
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Alexander Morris KronickCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-01-2010
Alexander R. BastronCambridge Investment Research, Inc.First Citizens Investor Services, Inc.11-25-2009
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Alexia Lea BallCambridge Investment Research, Inc.First Command Financial Planning, Inc.$10012-03-2018
Alfred Joseph MarcianoCambridge Investment Research, Inc.The Investment Center, Inc.01-03-2012
Alice Aileen GrantCambridge Investment Research, Inc.Pence Wealth Management Corporation$5007-29-2016
Next Page »

Showing 1 to 25 of 1,729 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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