Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyssa Nicole AdamsCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-29-2020
Richard Kenneth RoddCambridge Investment Research, Inc.Larimer Capital Corporation09-22-2020
Scott W HaeffnerCambridge Investment Research, Inc.Pruco Securities, LLC.09-18-2020
Nathan Lee HookerCambridge Investment Research, Inc.Kestra Investment Services, LLC09-18-2020
Jeffery Robin LevineCambridge Investment Research, Inc.Park Avenue Securities LLC09-14-2020
Michael James BlackCambridge Investment Research, Inc.EK Riley Investments, LLC09-14-2020
Mark Patrick HarrieCambridge Investment Research, Inc.Cetera Investment Services LLC09-14-2020
Dixie Lee PowellCambridge Investment Research, Inc.Avantax Investment Services, Inc.09-11-2020
Timothy Paca WoodburnCambridge Investment Research, Inc.Madison Avenue Securities, LLC09-09-2020
Brett R BurzaCambridge Investment Research, Inc.Raymond James & Associates, Inc.09-03-2020
Ryan Bertrand SchachtnerCambridge Investment Research, Inc.OneAmerica Securities, Inc.09-02-2020
Michael John BufaliniCambridge Investment Research, Inc.Invesco Distributors, Inc.09-02-2020
Timothy Allan NecaiseCambridge Investment Research, Inc.Nationwide Securities, LLC09-01-2020
Clinton M TaylorCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-01-2020
Robert Douglas MathisCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-31-2020
Anne Frances SalickCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-31-2020
Colby Wayne CastorCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-31-2020
Annetta M Box TaylorCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-31-2020
Aidan Kay WhiteCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-31-2020
Kellie Denise Hall-StrehlowCambridge Investment Research, Inc.KMS Financial Services, Inc.08-27-2020
Kevin Vincent CoxCambridge Investment Research, Inc.Royal Alliance Associates, Inc.08-26-2020
Donato ZecchinoCambridge Investment Research, Inc.FCG Advisors, LLC08-25-2020
Malcolm Winslow MeadCambridge Investment Research, Inc.FCG Advisors, LLC08-21-2020
Curtis Bradley GoddardCambridge Investment Research, Inc.Cetera Advisors LLC08-14-2020
Robert Gerald Taylor JrCambridge Investment Research, Inc.Cetera Advisors LLC08-14-2020
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Showing 1 to 25 of 2,256 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.