Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Paul Robert RahnCambridge Investment Research, Inc.Waddell & Reed10-06-2017
Kelly Lynn BoydCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Scott Cameron RooneyCambridge Investment Research, Inc.National Planning Corporation10-05-2017
Stacy Jo BatesonCambridge Investment Research, Inc.FSC Securities Corporation10-05-2017
George Alan PaxtonCambridge Investment Research, Inc.SII Investments, Inc.10-04-2017
Pamela Dianne DelabarreCambridge Investment Research, Inc.Ameritas Investment Corp.10-02-2017
Chelsea L. ScomakCambridge Investment Research, Inc.Kovack Securities Inc.10-02-2017
Kacey J. NorthrupCambridge Investment Research, Inc.PNC Investments10-02-2017
Douglas Eugene AllenCambridge Investment Research, Inc.Investment Centers of America, Inc.09-27-2017
Becky Sue WeyerCambridge Investment Research, Inc.Harbour Investments, Inc.09-27-2017
Christopher Allan AdamsCambridge Investment Research, Inc.National Planning Corporation09-15-2017
John Michael JamesCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Kevin Christopher BruceCambridge Investment Research, Inc.National Planning Corporation09-15-2017
Brently John KlontzCambridge Investment Research, Inc.Next Financial Group, Inc.09-15-2017
Douglas Malcolm RussellCambridge Investment Research, Inc.Ameritas Investment Corp.09-14-2017
Danny Alen MeyerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-13-2017
Travis Jonathan WhitakerCambridge Investment Research, Inc.Ameritas Investment Corp.09-13-2017
Richard Dean GodfreyCambridge Investment Research, Inc.Ameritas Investment Corp.09-12-2017
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Christopher Wayne McalisterCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Brent Michael WadzitaCambridge Investment Research, Inc.Ameritas Investment Corp.09-08-2017
Patricia Ann MarschnerCambridge Investment Research, Inc.Waddell & Reed09-07-2017
Chad Dominic CooperCambridge Investment Research, Inc.Pruco Securities, LLC.09-06-2017
Stan Carroll EmeryCambridge Investment Research, Inc.Navigation Wealth Management09-01-2017
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Showing 276 to 300 of 1,722 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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