Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Matt Fletcher RobertsCambridge Investment Research, Inc.Royal Alliance Associates, Inc.01-02-2019
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.12-11-2018
Saurav Ryan BhattacharyyaCambridge Investment Research, Inc.Principal Securities, Inc.12-07-2018
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.12-03-2018
Jeanne Ann Boisen-BaumCambridge Investment Research, Inc.Securian Financial Services, Inc.11-30-2018
Jeremy T. KelleyCambridge Investment Research, Inc.The Huntington Investment Company11-23-2018
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-19-2018
Kevin James LostyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-15-2018
Melissa Bethann ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC11-09-2018
Jeffrey Alan CohanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-09-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
James Gerard HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-01-2018
Charles Gregory OrcuttCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.11-01-2018
Ryan Blake TenryCambridge Investment Research, Inc.Simmons First Investment Group, Inc.10-22-2018
Michael James HankinsonCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Gregory Wayne PiehlCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Tonya L. McCampbellCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
David Donald SchuebelCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Gail Elizabeth CoteCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Darin Todd ElsdenCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Letitia Marie AndersonCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
David Leon ManganCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
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Showing 101 to 125 of 1,722 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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