Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph FisherCambridge Investment Research, Inc.AXA Advisors, LLC$50001-04-2010
Joseph Lee HurleyCambridge Investment Research, Inc.AXA Advisors, LLC$50004-12-2010
Matthew Jay CarusoCambridge Investment Research, Inc.AXA Advisors, LLC$50006-01-2010
Kathryn Irene DucloCambridge Investment Research, Inc.AXA Advisors, LLC$10012-03-2010
Thomas Lyle TollefsonCambridge Investment Research, Inc.AXA Advisors, LLC$48004-01-2011
Blake R. MartinCambridge Investment Research, Inc.AXA Advisors, LLC$10011-08-2011
JAMES PAUL WERTZ JRCambridge Investment Research, Inc.AXA Advisors, LLC$10006-01-2012
Randal Todd PetrilliCambridge Investment Research, Inc.AXA Advisors, LLC$25006-01-2012
Robert Lynn AshleyCambridge Investment Research, Inc.AXA Advisors, LLC$50006-26-2012
David Allen SaddlerCambridge Investment Research, Inc.AXA Advisors, LLC06-26-2012
Cody WojdylaCambridge Investment Research, Inc.AXA Advisors, LLC$10011-16-2012
Steven T. NovotnyCambridge Investment Research, Inc.AXA Advisors, LLC$50011-16-2012
Christopher M GilbertCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Rene Ryan FarringtonCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Paul ColuccioCambridge Investment Research, Inc.AXA Advisors, LLC11-16-2012
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC$25012-18-2012
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Vipul R MallickCambridge Investment Research, Inc.AXA Advisors, LLC$25002-15-2013
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Joseph Paul TuroCambridge Investment Research, Inc.AXA Advisors, LLC06-03-2013
James Harold MitchellCambridge Investment Research, Inc.AXA Advisors, LLC$50007-16-2013
Nidia Marlene FloresCambridge Investment Research, Inc.AXA Advisors, LLC11-04-2013
Ross Ramon FabregasCambridge Investment Research, Inc.AXA Advisors, LLC$50011-14-2013
Carlo Peter DipisaCambridge Investment Research, Inc.AXA Advisors, LLC01-03-2014
Kristina Jones SommerkampCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.