Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sunandan SenCambridge Investment Research, Inc.FSC Securities Corporation$2502-26-2010
Eric Neal SawyerCambridge Investment Research, Inc.FSC Securities Corporation09-01-2010
William Francis BaldwinCambridge Investment Research, Inc.FSC Securities Corporation$1004-01-2011
Diane Louise MooreCambridge Investment Research, Inc.FSC Securities Corporation06-18-2012
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Stacy Jo BatesonCambridge Investment Research, Inc.FSC Securities Corporation10-05-2017
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Saul Frank FeingoldCambridge Investment Research, Inc.FSC Securities Corporation$2509-03-2019
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Jed Reid BrandesCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Gregory Scott KoalskaCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Mark William WollmeringCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Theodore Richard ArchCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Michael Donald MedfordCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
David Grant Anderson Jr.Cambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
David Gerard LutschCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Jeffrey Stuart LazarCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
John Kenneth NettunoCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Robert William BurnhamCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
William Paul DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Shawn David DanzigerCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Judy A LulloCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Daryl Gregory RegenauerCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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