Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Ellen Santon FieldCambridge Investment Research, Inc.LPL Financial LLC$15004-01-2010
Brian R. WerthCambridge Investment Research, Inc.LPL Financial LLC$1007-01-2010
Gary William BoytCambridge Investment Research, Inc.LPL Financial LLC$1007-20-2010
David Michael NelsonCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Bradley Alan FritzCambridge Investment Research, Inc.LPL Financial LLC$5003-01-2011
Eugene Louis KruegerCambridge Investment Research, Inc.LPL Financial LLC$2503-01-2011
Jon Lance LarocheCambridge Investment Research, Inc.LPL Financial LLC03-16-2011
Gabriel M. AufieroCambridge Investment Research, Inc.LPL Financial LLC$5003-15-2012
Rhonda Tunink HeinemanCambridge Investment Research, Inc.LPL Financial LLC$5004-02-2012
Jeffrey AndrewsCambridge Investment Research, Inc.LPL Financial LLC05-01-2012
Lawrence Curtis SmollerCambridge Investment Research, Inc.LPL Financial LLC$2511-09-2012
Kenneth W ReitzCambridge Investment Research, Inc.LPL Financial LLC12-03-2012
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
Leo Richard VassalloCambridge Investment Research, Inc.LPL Financial LLC$5004-19-2013
Thomas Barrett Missett Jr.Cambridge Investment Research, Inc.LPL Financial LLC$1005-01-2013
Heather Ann AxfordCambridge Investment Research, Inc.LPL Financial LLC06-17-2013
Victorino Santos ManlapazCambridge Investment Research, Inc.LPL Financial LLC11-04-2013
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC11-05-2013
Michael Joseph MazurekCambridge Investment Research, Inc.LPL Financial LLC01-02-2014
Cory James WatsonCambridge Investment Research, Inc.LPL Financial LLC$5004-01-2014
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
David Carl BobrowskyCambridge Investment Research, Inc.LPL Financial LLC$1006-09-2014
Stacy Sailus DowningCambridge Investment Research, Inc.LPL Financial LLC07-16-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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