Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Charles BambergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-20-2019
Shardea AgesCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
DAVID S WINFREYCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
William C CarlisleCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Daniel Lloyd BrubakerCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Clinton McHoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Joshua Daniel KrafchickCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2017
Martin Brent UgaldeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
Charles David WoldenbergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$46012-01-2016
Claudia PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-01-2016
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-09-2016
Jacob Anthony KozmicCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-05-2016
Thomas John MancusoCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2016
Eric Juin-Yip HonCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2015
Jason Michael TopperCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2015
Sanjay ShahCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-02-2014
Peter John SchmitzCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Christopher James PorterCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2013
O'Neal McCall Jr.Cambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Nicholas Patrick CallahanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-05-2013
Casey Michael PondCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Richard John GriswoldCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2011
David Charles De YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-08-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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