Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chadwick M MangumCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc01-26-2018
John Jairo QuinteroCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-10-2016
Henry Elmer LehnCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-10-2016
Durward Ronald MullenCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-09-2016
Richard Harvey MuncasterCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-09-2016
Frank Bennett Snyder IVCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2505-09-2016
Robert Carlos WrightCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-06-2016
Casey Lane PinckardCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-06-2016
John Francis RodaCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-06-2016
Kendall Hugh WrightCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-06-2016
Mark Forrest BrockCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-06-2016
David Henry SmithCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-06-2016
James Richard Hall IICambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-05-2016
Mark Ishmael Conway JrCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Mark Rodney ConwayCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Curtis Morgan FinleyCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Brent Franklin HayesCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Lisa Sappenfield BoyerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Daniel Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$3505-02-2016
Clete August WegnerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-02-2016
Thomas Courtland Ransone JrCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Stan Glenn BoyerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
John Brent BennettCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Drew Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
James Theodore Hunt JrCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-29-2016
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.