Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Ray HarringtonCambridge Investment Research, Inc.Securities America, Inc.$1003-27-2020
Roland Milner Ho Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.07-23-2019
Stephanie Dawn NolanCambridge Investment Research, Inc.M. S. Howells & Co.06-17-2019
Zachary Hussam MakawiCambridge Investment Research, Inc.Next Financial Group, Inc.04-26-2019
Jon Frederick GunlockCambridge Investment Research, Inc.BFC Planning, Inc.01-16-2019
Valerie Ann FishgoldCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$5012-11-2018
Janet Kellner TubbsCambridge Investment Research, Inc.Pruco Securities, LLC.08-27-2018
Jennifer Michelle RomanoCambridge Investment Research, Inc.Pruco Securities, LLC.06-21-2018
Kana AikawaCambridge Investment Research, Inc.Signator Investors, Inc.04-17-2018
Jeffrey Howard BurgCambridge Investment Research, Inc.AIG Capital Services, Inc.11-01-2017
Jeffrey Joseph BiroCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-30-2017
William Ryan ZenkCambridge Investment Research, Inc.Investment Centers of America, Inc.$2510-18-2017
Moses Skaggs MedinaCambridge Investment Research, Inc.Ameritas Investment Company, LLC10-16-2017
Allan Israel DavisCambridge Investment Research, Inc.National Planning Corporation$1210-02-2017
Brently John KlontzCambridge Investment Research, Inc.Next Financial Group, Inc.09-15-2017
Danny Alen MeyerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-13-2017
Melissa Marie MeyerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5009-13-2017
Lori Pierce CrilleyCambridge Investment Research, Inc.Ameritas Investment Company, LLC08-03-2017
Lesley Marshall VanborssumCambridge Investment Research, Inc.Ameriprise Financial Services, LLC07-24-2017
Julian Anthony BenitezCambridge Investment Research, Inc.Commonwealth Financial Network$10005-12-2017
James Allison DabbsCambridge Investment Research, Inc.LPL Financial LLC$2501-03-2017
William GoodmanCambridge Investment Research, Inc.Morgan Stanley07-18-2016
Christopher Alex CarracedoCambridge Investment Research, Inc.LPL Financial LLC06-21-2016
Robert Eugene YoungCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-09-2016
Gregory Lee BakerCambridge Investment Research, Inc.CRI Securities, LLC05-06-2016
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.