Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josiah David BallCambridge Investment Research, Inc.SagePoint Financial, Inc.02-01-2019
Craig Daniel SnavelyCambridge Investment Research, Inc.Center Street Securities, Inc.$101-16-2019
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Kenneth James Lazzini Jr.Cambridge Investment Research, Inc.Waddell & Reed03-13-2018
Javier R ValenzuelaCambridge Investment Research, Inc.Centaurus Financial, Inc.$103-05-2018
Steven Mark LavorandoCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$8701-19-2018
Geoffrey Allen MettlerCambridge Investment Research, Inc.LPL Financial LLC01-16-2018
Jeremy Wilkins LaubCambridge Investment Research, Inc.Commonwealth Financial Network01-02-2018
Raymond Neil AllenCambridge Investment Research, Inc.Harvest Investment Services, LLC$2501-02-2018
Jon Patrick EngelCambridge Investment Research, Inc.OneAmerica Securities, Inc.11-30-2017
Thomas David AhrendtCambridge Investment Research, Inc.National Planning Corporation11-29-2017
Clifton Antoine WedingtonCambridge Investment Research, Inc.Charles Schwab & Co., Inc.$15011-01-2017
Thomas Joseph NohrCambridge Investment Research, Inc.National Planning Corporation$2510-30-2017
David Todd GibbCambridge Investment Research, Inc.Investment Centers of America, Inc.10-17-2017
Tony ChangCambridge Investment Research, Inc.Investment Centers of America, Inc.10-17-2017
Megumi Taniuchi MccaffreyCambridge Investment Research, Inc.Principal Securities, Inc.10-03-2017
Steven YokomizoCambridge Investment Research, Inc.National Planning Corporation$4110-02-2017
Mitchell Drew MarineCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-25-2017
Adam Bashir GovaniCambridge Investment Research, Inc.Waddell & Reed08-14-2017
Steven Lane NartkerCambridge Investment Research, Inc.HD Vest Investment Services05-23-2017
Matthew CrabtreeCambridge Investment Research, Inc.Navy Federal Brokerage Services, LLC02-24-2017
Jane L Louie-SermenoCambridge Investment Research, Inc.MML Investors Services, LLC02-16-2017
Brent Alex GreenshieldsCambridge Investment Research, Inc.Questar Capital Corporation01-06-2017
Lisa Celeste HallaianCambridge Investment Research, Inc.Prudential Investment Management Services LLC$1,00001-03-2017
Martin Brent UgaldeCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2016
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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