Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Bigornia NigosCambridge Investment Research, Inc.Edward Jones02-06-2009
Heather Lynn ClarkCambridge Investment Research, Inc.NYLIFE Securities LLC02-17-2009
Edward Kevin MarshallCambridge Investment Research, Inc.Avantax Investment Services, Inc.06-01-2009
Kristen Janeene HafnerCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-16-2009
Wanda Lee DelgadoCambridge Investment Research, Inc.Mutual Service Corporation08-21-2009
John R CalmesCambridge Investment Research, Inc.Mutual Service Corporation08-21-2009
Mary Rose DollCambridge Investment Research, Inc.Long Grove Trading Co.09-01-2009
Roland Gregory BergmanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$2510-19-2009
Hae Jung KimCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$2510-29-2009
Yu Wen George WeiCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-13-2009
Dustin Stuart MaCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-01-2009
Joseph Mario GavazzaCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5012-02-2009
Steve Joseph DomanCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-06-2010
Dominic CarraderoCambridge Investment Research, Inc.Pruco Securities, LLC.01-25-2010
Michael William OlffCambridge Investment Research, Inc.Woodbury Financial Services, Inc.02-01-2010
Marika SomorjaiCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5003-10-2010
Ellen Santon FieldCambridge Investment Research, Inc.LPL Financial LLC$15004-01-2010
Azeb Gessesse ClarkCambridge Investment Research, Inc.Next Financial Group, Inc.04-13-2010
James Edward Smith IIICambridge Investment Research, Inc.Woodbury Financial Services, Inc.$1406-01-2010
David Wai Pak ChowCambridge Investment Research, Inc.Investors Capital Corp.06-16-2010
Amita Ramesh DesaiCambridge Investment Research, Inc.Crowell, Weedon & Co.07-02-2010
Robert Owen RadfordCambridge Investment Research, Inc.Lucia Capital Group$2508-26-2010
Kimberly Klor GaxiolaCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2510-18-2010
Tonya Rene BainsCambridge Investment Research, Inc.Commonwealth Financial Network12-01-2010
Kathryn Irene DucloCambridge Investment Research, Inc.Equitable Advisors, LLC$5012-03-2010
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.