Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Bashir GovaniCambridge Investment Research, Inc.Waddell & Reed08-14-2017
Adam Ilung KimCambridge Investment Research, Inc.Securities America, Inc.11-12-2013
Adam King SkumawitzCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-03-2018
Adam Michael TroyCambridge Investment Research, Inc.Ameriprise Financial Services, LLC05-22-2017
Adam Patrick LiquoriCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
Airung LiuCambridge Investment Research, Inc.HSBC Securities (USA) Inc.11-09-2009
Alice Aileen GrantCambridge Investment Research, Inc.Pence Wealth Management, Inc.07-29-2016
Amita Ramesh DesaiCambridge Investment Research, Inc.Crowell, Weedon & Co.07-02-2010
Andrew Patrick WittichCambridge Investment Research, Inc.MML Investors Services, LLC03-01-2013
Andrew Thayer PurmortCambridge Investment Research, Inc.Securities America, Inc.$2503-27-2020
Andrew Thomas KerrCambridge Investment Research, Inc.Kerr Wealth Management03-01-2016
Anita Jaswantlal PatelCambridge Investment Research, Inc.Woodbury Financial Services, Inc.07-01-2010
Anthony Joseph DilibertoCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$5010-01-2009
Azeb Gessesse ClarkCambridge Investment Research, Inc.Next Financial Group, Inc.04-13-2010
Blake Matthew Charles StreetCambridge Investment Research, Inc.LPL Financial LLC10-04-2011
Bradley Roland HarschCambridge Investment Research, Inc.LPL Financial LLC02-17-2014
Brandy Michele NavarroCambridge Investment Research, Inc.Securian Financial Services, Inc.02-05-2010
Brent Alex GreenshieldsCambridge Investment Research, Inc.Questar Capital Corporation$5001-06-2017
Brent Allen WardCambridge Investment Research, Inc.The Retirement Group, LLC$5005-02-2016
Brian Allen PeardonCambridge Investment Research, Inc.Harvest Investment Services, LLC$5008-18-2014
Brian Thomas LombardoCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2012
Bryan Ghiles WaytCambridge Investment Research, Inc.The O.N. Equity Sales Company$1001-04-2012
Cary Cy Warren FacerCambridge Investment Research, Inc.MML Investors Services, LLC03-03-2011
Catherine Ann SharpCambridge Investment Research, Inc.RBC Capital Markets, LLC03-12-2019
Cathy Irene Jackson-GentCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-04-2010
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Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.