Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Phillip KarbanCambridge Investment Research, Inc.Kestra Investment Services, LLC11-18-2019
Shane Maurice ChavezCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
Steven T. EwenCambridge Investment Research, Inc.Client One Securities LLC$10008-26-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-20-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Mark Eugene DietzCambridge Investment Research, Inc.Signator Investors, Inc.$22005-16-2018
Gary Stewart BedfordCambridge Investment Research, Inc.Western Wealth Management LLC$10004-24-2018
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Peter Jon ColemanCambridge Investment Research, Inc.National Planning Corporation$10010-10-2017
Kristina Marie PazCambridge Investment Research, Inc.Waddell & Reed09-22-2017
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$10009-18-2017
Travis Jonathan WhitakerCambridge Investment Research, Inc.Ameritas Investment Corp.09-13-2017
Stan Carroll EmeryCambridge Investment Research, Inc.Navigation Wealth Management09-01-2017
Ronald E RogersCambridge Investment Research, Inc.C C F Investments, Inc.$10005-24-2017
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC$10005-01-2017
Denise A. Calkins YoungquistCambridge Investment Research, Inc.Summit Brokerage Services, Inc.03-02-2017
Donald Eugene Gulley IICambridge Investment Research, Inc.Vanguard Capital$25001-03-2017
Donald Matthew StormCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.$10010-03-2016
Mitchal Dion O'HareCambridge Investment Research, Inc.Signator Investors, Inc.$10009-01-2016
Sharon Koch HananyCambridge Investment Research, Inc.BBVA Securities Inc.$60008-01-2016
Carlie Jane RansomCambridge Investment Research, Inc.Principal Securities, Inc.07-18-2016
Laura Ann BickelCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-24-2016
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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