Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven T. EwenCambridge Investment Research, Inc.Client One Securities, LLC08-26-2019
Steven T. EwenCambridge Investment Research, Inc.Client One Securities, LLC08-26-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
Andrew A. OconnorCambridge Investment Research, Inc.Personal Capital Advisors Corporation07-08-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Travis Jonathan WhitakerCambridge Investment Research, Inc.Ameritas Investment Corp.09-13-2017
Stan Carroll EmeryCambridge Investment Research, Inc.Navigation Wealth Management09-01-2017
Ronald E RogersCambridge Investment Research, Inc.C C F Investments, Inc.05-24-2017
William Austin HammerCambridge Investment Research, Inc.Cetera Advisors LLC05-01-2017
Denise A. Calkins YoungquistCambridge Investment Research, Inc.Summit Brokerage Services, Inc.03-02-2017
Carlie Jane RansomCambridge Investment Research, Inc.Principal Securities, Inc.07-18-2016
Janet M. FieldmanCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc03-24-2016
Scott Robert HollowayCambridge Investment Research, Inc.UBS Financial Services Inc.03-07-2016
John Taylor OvermyerCambridge Investment Research, Inc.AXA Advisors, LLC08-03-2015
Walter Heidenreich IIICambridge Investment Research, Inc.Pruco Securities, LLC.08-15-2014
Ann Holland StewartCambridge Investment Research, Inc.Money Concepts Capital Corp04-30-2014
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Paul Joseph RoweCambridge Investment Research, Inc.ProEquities, Inc.01-02-2014
Jon Clair BoydCambridge Investment Research, Inc.ProEquities, Inc.11-19-2013
James Eugene FinkleCambridge Investment Research, Inc.ProEquities, Inc.11-18-2013
Sergio Gonzalez AlcazarCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-14-2013
Jaclyn Lee RamaleyCambridge Investment Research, Inc.First Allied Securities, Inc.07-31-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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