Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
Jeffrey Alan CohanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-09-2018
Ronald Gerard LecoursCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
James Gerard HylandCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-07-2018
Gerald Vincent OlianoCambridge Investment Research, Inc.H. Beck, Inc.$5110-23-2017
Samuel Kent Van AllenCambridge Investment Research, Inc.Westport Resources Investment Services, Inc.03-24-2017
Elena M. DixonCambridge Investment Research, Inc.Waddell & Reed01-03-2017
Robert Stephen WoodCambridge Investment Research, Inc.Commonwealth Financial Network$5006-21-2016
Cathy Webster PinardCambridge Investment Research, Inc.National Planning Corporation$1011-16-2015
Steven Dee CrabtreeCambridge Investment Research, Inc.LPL Financial LLC$1005-04-2015
Elizabeth Hutton MilardoCambridge Investment Research, Inc.LPL Financial LLC05-04-2015
Hugh James BlozieCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1007-14-2014
Marion SgroivaranoCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-02-2014
Douglas Allan EisertCambridge Investment Research, Inc.MetLife Securities Inc.04-14-2014
Susan Lynn CooperCambridge Investment Research, Inc.CFS Securities, Inc.$5004-01-2014
Felix Raul SerranoCambridge Investment Research, Inc.Westport Resources Investment Services, Inc.$1005-17-2013
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
Sandra Irene BaranowskiCambridge Investment Research, Inc.HD Vest Investment Services11-29-2012
Richard J MachadoCambridge Investment Research, Inc.HD Vest Investment Services09-26-2012
Robert Paul SistiCambridge Investment Research, Inc.Equity Services, Inc.06-04-2012
Scott Robert BurbankCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.02-21-2012
Craig Robert KoehlerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2010
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC07-24-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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