Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew H NollmanCambridge Investment Research, Inc.Edward Jones$2502-06-2009
Bradford John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.$1006-17-2009
Sedigheh NowrouzzadehCambridge Investment Research, Inc.MML Investors Services, LLC$5007-24-2009
Michael Lawrence WalshCambridge Investment Research, Inc.Woodbury Financial Services, Inc.08-24-2009
Thomas M OSheaCambridge Investment Research, Inc.Principal Securities, Inc.$2502-16-2010
Craig Robert KoehlerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2010
Arnold S MagidCambridge Investment Research, Inc.GunnAllen Financial, Inc04-08-2010
Kevin Andrew WeinerCambridge Investment Research, Inc.Nationwide Securities, LLC06-23-2010
Robert James ThevenetCambridge Investment Research, Inc.NYLIFE Securities LLC$3301-19-2011
Jon Lance LarocheCambridge Investment Research, Inc.LPL Financial LLC03-16-2011
Enrique Jose AlvarezCambridge Investment Research, Inc.The O.N. Equity Sales Company03-25-2011
Janice Marie JohnsonCambridge Investment Research, Inc.Coordinated Capital Securities, Inc.09-30-2011
Scott Robert BurbankCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.$1,00002-21-2012
Brian Charles CassidyCambridge Investment Research, Inc.Tower Square Securities, Inc.$5005-01-2012
Robert Paul SistiCambridge Investment Research, Inc.Equity Services, Inc.06-04-2012
Leo Bartlett GoodinCambridge Investment Research, Inc.Avantax Investment Services, Inc.$2009-26-2012
Richard J MachadoCambridge Investment Research, Inc.Avantax Investment Services, Inc.09-26-2012
Bonnie J HillCambridge Investment Research, Inc.Avantax Investment Services, Inc.11-28-2012
Sandra Irene BaranowskiCambridge Investment Research, Inc.Avantax Investment Services, Inc.11-29-2012
Sonia CabanCambridge Investment Research, Inc.LPL Financial LLC04-16-2013
Steven OrtegaCambridge Investment Research, Inc.SMH Capital Investments LLC$5005-15-2013
Felix Raul SerranoCambridge Investment Research, Inc.SMH Capital Investments LLC$2505-17-2013
Frank Albert SchoenrockCambridge Investment Research, Inc.Avantax Investment Services, Inc.08-01-2013
Susan Lynn CooperCambridge Investment Research, Inc.CFS Securities, Inc.$15004-01-2014
Marion SgroivaranoCambridge Investment Research, Inc.Cetera Advisor Networks LLC06-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.