Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Financial Planning, Inc.08-01-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.First American National Securities, Inc.07-16-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
Melissa A HinesCambridge Investment Research, Inc.Park Avenue Securities LLC$1004-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Robert Merrill SeamanCambridge Investment Research, Inc.Capital Analysts$1202-28-2019
Jeffrey John KrugCambridge Investment Research, Inc.MML Investors Services, LLC$2511-16-2018
Louis Frederick Smith IIICambridge Investment Research, Inc.Lincoln Financial Securities Corporation$111-01-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Stephen Rocco FacellaCambridge Investment Research, Inc.Kovack Securities Inc.$5009-20-2018
Peter John GauthierCambridge Investment Research, Inc.Ameritas Investment Corp.08-10-2018
Jason D HassonCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
Matthew Jay DernisCambridge Investment Research, Inc.Fortune 360 Group LLC$5005-18-2018
Laurie Lynn TaylorCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
Nancie Thompson MoodyCambridge Investment Research, Inc.LPL Financial LLC04-17-2018
John William Oakley IIICambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC02-01-2018
Gregory Patrick SmyreCambridge Investment Research, Inc.Park Avenue Securities LLC$5001-30-2018
Kevin Paul SullivanCambridge Investment Research, Inc.Century Securities Associates, Inc.$2512-06-2017
Leonard Michael DavolioCambridge Investment Research, Inc.Lincoln Financial Securities Corporation11-21-2017
James Leslie MartinCambridge Investment Research, Inc.Ameritas Investment Corp.$2510-02-2017
Richard Dean GodfreyCambridge Investment Research, Inc.Ameritas Investment Corp.09-12-2017
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Corp.09-11-2017
Brent Michael WadzitaCambridge Investment Research, Inc.Ameritas Investment Corp.09-08-2017
Paul Daniel MillerCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2017
Charles David WoldenbergCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4612-01-2016
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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