Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Howard ClarkCambridge Investment Research, Inc.Citigroup Global Markets Inc.$5003-13-2009
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$5005-11-2009
Scott John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.06-17-2009
Kelly J CartierCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$5007-24-2009
Frank Anthony ConteCambridge Investment Research, Inc.Mutual Service Corporation$15008-07-2009
Anthony Matthew ConteCambridge Investment Research, Inc.Mutual Service Corporation08-07-2009
Salvatore James RiccoCambridge Investment Research, Inc.GFA Securities, LLC$5010-16-2009
Gordon F JaegerCambridge Investment Research, Inc.RBC Capital Markets, LLC11-05-2009
James Michael ScanlonCambridge Investment Research, Inc.Investors Capital Corp.01-04-2010
Anita Jaswantlal PatelCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5007-01-2010
Demian Emilio PentonCambridge Investment Research, Inc.Edward Jones$1009-17-2010
Rebecca Leigh JonesCambridge Investment Research, Inc.Edward Jones$2509-17-2010
David J LlewellynCambridge Investment Research, Inc.Edward Jones$2509-17-2010
Stuart Tracy WinfreeCambridge Investment Research, Inc.Brewer Financial Services, LLC$1011-15-2010
Kenneth Albert Friedman JrCambridge Investment Research, Inc.Brewer Financial Services, LLC$2511-15-2010
Christopher Hampton ReuschleCambridge Investment Research, Inc.Brewer Financial Services, LLC$5011-15-2010
Kimberly Ann NewsomeCambridge Investment Research, Inc.Brewer Financial Services, LLC$2311-15-2010
Wilfred Joseph Brockman JrCambridge Investment Research, Inc.B. Riley Wealth Management$5012-17-2010
Kent Wakefield McKeeCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$5005-18-2011
Gregory David GibsonCambridge Investment Research, Inc.Allstate Financial Services, LLC08-18-2011
Thomas Rupert HayesCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Marlo Whitaker DemossCambridge Investment Research, Inc.Tower Square Securities, Inc.$2510-26-2011
Jeanine StelznerCambridge Investment Research, Inc.Tower Square Securities, Inc.10-26-2011
Robin Faith WolffCambridge Investment Research, Inc.Pruco Securities, LLC.02-01-2012
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.