Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachry Barrett MarshallCambridge Investment Research, Inc.First Command Financial Planning, Inc.02-07-2020
William John HahnCambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-13-2009
William Edward ChrabotCambridge Investment Research, Inc.First Heartland Capital, Inc.11-16-2016
William David RomanelloCambridge Investment Research, Inc.MML Investors Services, LLC05-17-2012
William Arthur Grigat Jr.Cambridge Investment Research, Inc.LPL Financial LLC$10004-17-2018
William Anthony RootCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
Von D Dorcus Cook IICambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2507-13-2018
Virginia Katherine GregoryCambridge Investment Research, Inc.SagePoint Financial, Inc.$10005-11-2009
Victor CalatravaCambridge Investment Research, Inc.John Hancock Distributors LLC02-25-2020
Tyler James WitmanCambridge Investment Research, Inc.Ameritas Investment Company, LLC09-11-2017
Timothy John BolCambridge Investment Research, Inc.MML Investors Services, LLC07-18-2018
Thomas Rupert HayesCambridge Investment Research, Inc.Tower Square Securities, Inc.09-30-2011
Theresa Marie ChenCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.02-19-2019
Stuart Tracy WinfreeCambridge Investment Research, Inc.Brewer Financial Services, LLC11-15-2010
Stephen R FacellaCambridge Investment Research, Inc.Kovack Advisors, Inc.$25009-20-2018
Stephen Paul FlorioCambridge Investment Research, Inc.Raymond James & Associates, Inc.10-10-2018
Stephen Anthony TaylorCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc02-18-2015
Shreya ModiCambridge Investment Research, Inc.C C F Investments, Inc.06-27-2016
Shirley Jean DysonCambridge Investment Research, Inc.Next Financial Group, Inc.$2506-19-2009
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Shawn Anthony WaltonCambridge Investment Research, Inc.Morgan Stanley$5002-28-2014
Scott John ParsonsCambridge Investment Research, Inc.Tower Square Securities, Inc.$2506-17-2009
Roland Wayne SwintekCambridge Investment Research, Inc.Edward Jones03-05-2014
Robin Faith WolffCambridge Investment Research, Inc.Pruco Securities, LLC.$5002-01-2012
Robert Stuart TaylorCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.