Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Rolland RobiesonCambridge Investment Research, Inc.The Daniel Financial Group03-16-2009
John David FullerCambridge Investment Research, Inc.Mutual Service Corporation09-01-2009
Jeffrey Michael SwygertCambridge Investment Research, Inc.Mutual Service Corporation$15009-01-2009
Thomas Lee BrandonCambridge Investment Research, Inc.Raymond James Financial Services Advisors, Inc$5211-09-2009
Carla J KestersonCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1011-19-2009
Felix S Gumina JrCambridge Investment Research, Inc.Financial Network Associates, Inc.$2512-18-2009
John Harrison Burt JrCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
William Franklin DychesCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
Bruce W GinnCambridge Investment Research, Inc.Investors Capital Corp.08-02-2010
Thomas George AllenCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-13-2010
Douglas James StefaniniCambridge Investment Research, Inc.Securities America, Inc.$25003-01-2011
Warren Stovall WalkerCambridge Investment Research, Inc.Equity Services, Inc.08-16-2011
Linda Kay SmithCambridge Investment Research, Inc.Tower Square Securities, Inc.09-09-2011
Junko Ishigami HorvathCambridge Investment Research, Inc.MV Capital Management, Inc.$2503-13-2012
Kirk LicataCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.$25010-05-2012
Wilburn Joel HudsonCambridge Investment Research, Inc.Resource Horizons Group LLC11-11-2013
Jodi L McMahonCambridge Investment Research, Inc.New England Securities03-03-2014
Emma Inola FoulkesCambridge Investment Research, Inc.Equity Services, Inc.05-19-2014
Julie A MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
Ralph Joseph Lancaster JrCambridge Investment Research, Inc.LPL Financial LLC01-23-2015
Darren Mark KnightCambridge Investment Research, Inc.Fintegra, LLC07-07-2015
Cristian Humberto ColonCambridge Investment Research, Inc.C C F Investments, Inc.08-06-2015
Samuel David WishneffCambridge Investment Research, Inc.PNC Investments09-10-2015
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$10012-01-2015
Kelly T RennerCambridge Investment Research, Inc.Avantax Investment Services, Inc.$602-17-2016
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.