Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ralph MumpowerCambridge Investment Research, Inc.Park Avenue Securities LLC$5008-27-2019
William Franklin DychesCambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
Wilburn Joel HudsonCambridge Investment Research, Inc.Resource Horizons Group LLC11-11-2013
Shardea AgesCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2019
Rodger Earl Fagerburg Jr.Cambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-29-2016
Richard Lane NoelCambridge Investment Research, Inc.Park Avenue Securities LLC08-27-2019
Reuben Lewis IVCambridge Investment Research, Inc.Investacorp, Inc.05-07-2018
Ralph Joseph Lancaster Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2015
Mark Houston MitchellCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-22-2016
Linda Kay SmithCambridge Investment Research, Inc.Tower Square Securities, Inc.09-09-2011
Lee Byron StebbinsCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$2508-25-2017
Kirk LicataCambridge Investment Research, Inc.Mutual of Omaha Investor Services, Inc.10-05-2012
Kelly T RennerCambridge Investment Research, Inc.HD Vest Investment Services02-17-2016
Julie A. MatuliaCambridge Investment Research, Inc.Park Avenue Securities LLC08-01-2014
Juan Carlos LimonCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Jonathon Richard Mc AdowCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.04-25-2017
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
John Harrison Burt Jr.Cambridge Investment Research, Inc.Park Avenue Securities LLC06-07-2010
James Martin FallonCambridge Investment Research, Inc.AMEV Investors, Inc.$10008-22-2019
Felix S. Gumina Jr.Cambridge Investment Research, Inc.Financial Network Associates, Inc.12-18-2009
Edwin George ReynoldsCambridge Investment Research, Inc.MetLife Securities Inc.$4404-29-2016
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Donald Morris KowalskyCambridge Investment Research, Inc.Questar Capital Corporation$5012-01-2015
Don Berry AkridgeCambridge Investment Research, Inc.Raymond James Financial Services, Inc.02-29-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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