Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Louis BridgesCambridge Investment Research, Inc.Equity Services, Inc.03-02-2020
Joseph Thomas ParkerCambridge Investment Research, Inc.Cetera Financial Specialists LLC01-30-2020
Thomas ParkerCambridge Investment Research, Inc.Cetera Financial Specialists LLC01-30-2020
John R. JohnstonCambridge Investment Research, Inc.Farmers Financial Solutions, LLC01-27-2020
Darell Ray FaustCambridge Investment Research, Inc.Investment Planners, Inc.01-24-2020
Kirk Eugene RascherCambridge Investment Research, Inc.Uhlmann Price Securities, LLC$1,00001-10-2020
David J. CohnCambridge Investment Research, Inc.Infinex Investments, Inc.$15011-04-2019
Peter Hexter RiskindCambridge Investment Research, Inc.HighTower Advisors, LLC10-25-2019
David Gerard LutschCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Neil Peter Pagano Sr.Cambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Frank Anthony MarcinCambridge Investment Research, Inc.LPL Financial LLC10-08-2018
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$2510-01-2018
Daniel Steven LeonardCambridge Investment Research, Inc.LPL Financial LLC$5008-07-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Stewart Irwin SchramCambridge Investment Research, Inc.Edwin C. Blitz Investments, Inc.07-12-2018
Lynn Mary McCartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Joseph Peter VelezCambridge Investment Research, Inc.Sequoia Wealth Management, LLC$1,00005-04-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC05-04-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Thomas Phillip BoggessCambridge Investment Research, Inc.ProEquities, Inc.04-02-2018
Bruce RosenbergCambridge Investment Research, Inc.TSFG, LLC$5003-28-2018
Joseph Scott StankowskiCambridge Investment Research, Inc.Foresters Financial Services, Inc.03-28-2018
John Jason BittenbinderCambridge Investment Research, Inc.TSFG, LLC$5003-28-2018
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.