Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Charles GalminasCambridge Investment Research, Inc.Waterstone Financial Group, Inc.08-18-2009
John Michael WitzigCambridge Investment Research, Inc.Mutual Service Corporation08-20-2009
Jamilah Sheba BrownCambridge Investment Research, Inc.Nationwide Investment Services Corporation11-30-2009
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
Joseph James FragaleCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-04-2010
Dennis Wayne GieseCambridge Investment Research, Inc.Parkland Securities, LLC11-04-2010
John Wayne AntrobusCambridge Investment Research, Inc.Brewer Financial Services, LLC11-17-2010
Michael Joseph ScottCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC07-20-2011
Andrew Michael LohseCambridge Investment Research, Inc.Commonwealth Financial Network$1003-01-2012
Jacob Thomas LowryCambridge Investment Research, Inc.Edward Jones03-01-2013
Natasha Secoquian LauerCambridge Investment Research, Inc.MML Investors Services, LLC05-07-2014
Gregory Linn LavickaCambridge Investment Research, Inc.Signator Investors, Inc.08-05-2014
Terrence Edward MaryniwCambridge Investment Research, Inc.Financial Telesis Inc08-08-2014
James Michael CookCambridge Investment Research, Inc.MML Investors Services, LLC11-21-2014
Russell Alan RybickiCambridge Investment Research, Inc.Financial West Group06-01-2015
Daniel Edward JageCambridge Investment Research, Inc.MidAmerica Financial Services, Inc.$2511-02-2015
John C LettsCambridge Investment Research, Inc.MidAmerica Financial Services, Inc.11-16-2015
Brian James BushnellCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.11-27-2015
Mark Allen TanCambridge Investment Research, Inc.Thrivent Investment Management Inc.03-01-2016
Anne Marie ClaytonCambridge Investment Research, Inc.MetLife Securities Inc.03-21-2016
Gregory Alan WittlandCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2504-01-2016
Michelle L. MillerCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-01-2016
Michael John GiesingCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Brian Raymond Russell DreierCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Christopher Elliott DunlapCambridge Investment Research, Inc.LPL Financial LLC04-18-2016
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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