Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. LudwigCambridge Investment Research, Inc.Investment Planners, Inc.08-16-2016
Andrew Michael LohseCambridge Investment Research, Inc.Commonwealth Financial Network$1003-01-2012
Anne Marie ClaytonCambridge Investment Research, Inc.MetLife Securities Inc.03-21-2016
Brian James BushnellCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.11-27-2015
Brian Raymond Russell DreierCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-15-2016
Brock Joseph BrannonCambridge Investment Research, Inc.Investment Centers of America, Inc.$4610-23-2017
Christopher Elliott DunlapCambridge Investment Research, Inc.LPL Financial LLC04-18-2016
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
Cynthia Dalbey GreenburgCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$1010-20-2018
Daniel Edward JageCambridge Investment Research, Inc.MidAmerica Financial Services, Inc.$2511-02-2015
Daniel Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$3505-02-2016
Dennis Wayne GieseCambridge Investment Research, Inc.Parkland Securities, LLC11-04-2010
Drew Glenn SappenfieldCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-02-2016
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$2510-01-2018
Frank Bennett Snyder IVCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-09-2016
Gail Elizabeth CoteCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
Gregory Alan WittlandCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2504-01-2016
Gregory Linn LavickaCambridge Investment Research, Inc.Signator Investors, Inc.08-05-2014
Jacob Thomas LowryCambridge Investment Research, Inc.Edward Jones03-01-2013
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
James Michael CookCambridge Investment Research, Inc.MML Investors Services, LLC11-21-2014
Jamilah Sheba BrownCambridge Investment Research, Inc.Nationwide Investment Services Corporation11-30-2009
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Jeffery Paul WallemCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2504-21-2016
Jeremy Chad FtacekCambridge Investment Research, Inc.INVEST Financial Corporation11-16-2017
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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