Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Cheryl Jean StultzCambridge Investment Research, Inc.Edward Jones10-07-2016
William Naylor StantCambridge Investment Research, Inc.Financial West Group$1006-01-2015
Thomas Paul GalulloCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Paul Thomas FarthingCambridge Investment Research, Inc.GunnAllen Financial, Inc$2501-19-2010
Howard Edward Rightsell Jr.Cambridge Investment Research, Inc.INVEST Financial Corporation$2510-16-2017
Raymond MarkCambridge Investment Research, Inc.INVEST Financial Corporation$2501-22-2015
Richard Dean GartonCambridge Investment Research, Inc.Investment Centers of America, Inc.$5006-15-2015
Michael Dwight PateCambridge Investment Research, Inc.Investment Centers of America, Inc.$1006-15-2015
Joshua David McglothlinCambridge Investment Research, Inc.J.P. Morgan Securities LLC10-03-2018
David Craig CollinsCambridge Investment Research, Inc.Legend Equities Corporation$2507-19-2013
Christopher Edward DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$1501-27-2017
Stephen D. DoldCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation01-27-2017
Brian R. WerthCambridge Investment Research, Inc.LPL Financial LLC$1007-01-2010
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
William James Novack Sr.Cambridge Investment Research, Inc.OneAmerica Securities, Inc.$1008-23-2018
Larry Alan DietzCambridge Investment Research, Inc.Park Avenue Securities LLC11-02-2015
Adam August SmithCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5003-02-2018
Steven Derek LovelessCambridge Investment Research, Inc.Signator Investors, Inc.10-10-2018
John Stuart MedarisCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
Fitzgerald CharlierCambridge Investment Research, Inc.Signator Investors, Inc.08-16-2018
John Eric HillCambridge Investment Research, Inc.Signator Investors, Inc.$10001-16-2018
Marino Parrish StathCambridge Investment Research, Inc.Signator Investors, Inc.01-16-2018
Matthew Allen RiordanCambridge Investment Research, Inc.Waddell & Reed06-16-2011
Duane J. HaleyCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC09-01-2016

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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