Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Michael HectorCambridge Investment Research, Inc.Lincoln Financial Securities Corporation01-21-2020
Michael Robert SpielmannCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2020
Cody Louis DelcambreCambridge Investment Research, Inc.LPL Financial LLC01-17-2020
Kent Lee WiseCambridge Investment Research, Inc.Next Financial Group, Inc.01-02-2020
David Elton SmithCambridge Investment Research, Inc.MML Investors Services, LLC06-02-2017
Kevin Robert ConleyCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-03-2017
Charles Frederick Hirling JrCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5004-01-2016
Monika CrossleyCambridge Investment Research, Inc.Park Avenue Securities LLC09-09-2015
David Harley JonesCambridge Investment Research, Inc.Hilltop Securities Independent Network Inc.07-01-2014
Andrew Jon GalyCambridge Investment Research, Inc.Equitable Advisors, LLC$10002-25-2014
Andrew Patrick WittichCambridge Investment Research, Inc.MML Investors Services, LLC03-01-2013
Lavon Huey WelchCambridge Investment Research, Inc.Walnut Street Securities, Inc.09-30-2011
Clyde Ellis PattonCambridge Investment Research, Inc.Capwest Securities, Inc.09-16-2011
Ursula Dawn HandCambridge Investment Research, Inc.Walnut Street Securities, Inc.08-25-2011
John DeboerCambridge Investment Research, Inc.FBT Investments, Inc.03-16-2011
Edna Theresa DelphinCambridge Investment Research, Inc.SagePoint Financial, Inc.$1,00001-03-2011
Paul Louis ThielsCambridge Investment Research, Inc.Cetera Financial Specialists LLC05-27-2009

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.