Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Marie Shumila-WilderCambridge Investment Research, Inc.New England Securities03-02-2009
Robert Charles Champagne SrCambridge Investment Research, Inc.New England Securities03-02-2009
James Bernard McCann JrCambridge Investment Research, Inc.Mutual Service Corporation06-18-2009
Anthony Reno LuzziCambridge Investment Research, Inc.Mutual Service Corporation06-18-2009
Walter Thomas BoninCambridge Investment Research, Inc.Mutual Service Corporation06-18-2009
Robert Joseph SechristCambridge Investment Research, Inc.Mutual Service Corporation$5006-18-2009
Bernard Walter KonowskiCambridge Investment Research, Inc.Creative Financial Planning08-04-2009
John Anthony MaggiacomoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-12-2009
James Gerard DupliseaCambridge Investment Research, Inc.Securities America Advisors, Inc.01-21-2010
Margaret Stroud ArndtCambridge Investment Research, Inc.Summit Brokerage Services, Inc.$10007-23-2010
Timothy Patrick HayesCambridge Investment Research, Inc.MetLife Securities Inc.$5008-04-2010
Heide Uy LeeCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5009-16-2010
Wendy J B BelleriveCambridge Investment Research, Inc.Morgan Stanley$2510-01-2010
John Butler CooneyCambridge Investment Research, Inc.Morgan Stanley10-01-2010
Harold Ray TincherCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$5011-09-2010
Evan Peter WelchCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$5001-03-2011
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2501-03-2011
Mark Edward PelletierCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2501-03-2011
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-03-2011
Robert Peter LareauCambridge Investment Research, Inc.MML Investors Services, LLC01-19-2011
Richard Wyllie SingletonCambridge Investment Research, Inc.Edward Jones$2505-18-2011
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.07-15-2011
Andrew Rene BeaudryCambridge Investment Research, Inc.Signator Investors, Inc.$2509-06-2011
Steven Douglas LepageCambridge Investment Research, Inc.MML Investors Services, LLC09-20-2011
Justin Charles LittlefieldCambridge Investment Research, Inc.Signator Investors, Inc.$2502-23-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.