Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph MarcianoCambridge Investment Research, Inc.The Investment Center, Inc.01-03-2012
Allison Elizabeth ConlonCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-03-2011
Andrew Joseph SohnCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$2501-03-2011
Andrew Robert LippmanCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$2503-12-2012
Anthony Randall BartlettCambridge Investment Research, Inc.MML Investors Services, LLC11-10-2017
Anthony Reno LuzziCambridge Investment Research, Inc.Mutual Service Corporation06-18-2009
Bernard Walter KonowskiCambridge Investment Research, Inc.Creative Financial Planning08-04-2009
Brian Quinlan CorridanCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.12-03-2018
Carlos Manuel OliveiraCambridge Investment Research, Inc.Investors Capital Corp.$1007-15-2011
Christopher James SeeleyCambridge Investment Research, Inc.Ohanesian / Lecours, Inc.11-19-2018
Clinton McHoulCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Dana Edmond GilpatrickCambridge Investment Research, Inc.Fidelity Brokerage Services LLC06-03-2013
David Mark DimensteinCambridge Investment Research, Inc.FSC Securities Corporation09-03-2019
Devon Matthew CooneyCambridge Investment Research, Inc.Charles Schwab & Co., Inc.01-28-2019
Dominic CarraderoCambridge Investment Research, Inc.Pruco Securities, LLC.01-25-2010
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$5001-19-2017
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network05-24-2013
Frank Albert SchoenrockCambridge Investment Research, Inc.HD Vest Investment Services$5008-01-2013
Gabriel M. AufieroCambridge Investment Research, Inc.LPL Financial LLC$5003-15-2012
Gregory Michael PollackCambridge Investment Research, Inc.Rosell Wealth Management02-16-2010
Harold Ray TincherCambridge Investment Research, Inc.Woodbury Financial Services, Inc.11-09-2010
Heide Uy LeeCambridge Investment Research, Inc.Woodbury Financial Services, Inc.09-16-2010
James Bernard McCann Jr.Cambridge Investment Research, Inc.Mutual Service Corporation06-18-2009
James Gerard DupliseaCambridge Investment Research, Inc.Securities America, Inc.01-21-2010
James Michael ScanlonCambridge Investment Research, Inc.Investors Capital Corp.01-04-2010
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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